Code & Chain · Signal Desk

SEC Crypto Task Force Unveils Custody Framework for Broker-Dealers and Investment Advisers

Original sourcegate.com

Summary

The SEC Crypto Task Force announced custody standards direction on September 22, allowing broker-dealers and registered investment advisers to hold and trade crypto assets as part of broader crypto asset rulemaking. For broker-dealers, the expected proposal would require documented transfer control…

Key points

  • Custody is a prerequisite for institutions entering crypto markets, and readers can grasp the actual progress of the adviser and broker-dealer rule tracks and current applicable guidance.
  • Once custody rules land, they will determine whether traditional broker-dealers and investment advisers can legally hold crypto assets for clients, serving as the gate for institutional capital entry.
  • Investment advisers currently can only rely on no-action guidance to select qualified custodians, while broker-dealers must pre-build transfer controls and cybersecurity procedures; demand for compliant custody services will rise.

Editorial note

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